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Informed Facilitation

Successful Environmental Conflict Resolution Using Informed Facilitation and the Facilitated Planning Process

With 30 years in natural resources management and environmental planning/NEPA, several degrees in natural resources management, and twenty years in conflict resolution using Facilitated Planning and Informed Facilitation (see attached publications), I know that it is absolutely critical to not only be neutral in terms of the outcome of an environmental planning or conflict resolution effort, but also informed as to the pertinent science, issues, history, and agency and stakeholder relationships and roles.

Informed Facilitation means that I come on-site having reviewed the documents prepared to date, analyses conducted on need for action and impacts, including cumulative impacts, and the necessary scientific literature. I also am fully experienced with the necessary laws and regulations pertaining to the issues in conflict. This results in my ability to know facts, legislative and judicial precedents and frameworks, agency authority, legal compliance processes, and certainties and uncertainties regarding science.

Using my experience in the Facilitated Planning Approach, I can then facilitate the group to share information, facts, and interests in a safe and supportive environment and in a logical order so that presentations build on previous presentations, understanding among participants grows, and participants can see interrelationships and common ground on issues and options. As a neutral party regarding the outcome, I also ask necessary questions to further reach understanding regarding issues, facts, science, history, and, typically, politics - often the difficult questions that participants may feel uncomfortable asking or that had not been considered to date.

My Facilitated Planning Approach provides a systematic interdisciplinary analytic process for focusing participants on the underlying need for action, scope of decisions to be made, scope of conflicts and issues to be resolved, reasonable and technically feasible options for issue resolution, and benefits and disadvantages of each reasonable option. I quickly document results of each step for review and correction throughout the process in concurrence with the progress of the planning/resolution effort, emphasizing validation of common ground, definition of legal and judicial frameworks, agency and stakeholder roles, and authorities, and documentation of facts. This rapid turnaround identifies questions and issues remaining that need to be addressed and documents progress to provide a strong foundation for the next steps in the process, continuing momentum and participant buy-in. The process can then focus on remaining open issues and points of disagreement and working together for solutions and resolution. Using these processes, I have never failed in reaching reasonable conclusions supported by participants and stakeholders while protecting the environment, and none of the controversial and complex projects and programs I have facilitated has been litigated.

In addition to the publications attached to this document, I have also attached a list of the NEPA and environmental planning documents and programs in which I have effectively adapted the Facilitated Planning Process and Informed Facilitation. This shows my expertise with a wide array of project and sector types, associated legal compliance requirements, and familiarity with ecosystems and natural resources issues nationwide.

Interagency "Dialogue of Understanding" Environmental Conflict Resolution NEPA Workshops for EPA Regions and US Army Corps of Engineers

  • US EPA R-5 and US Army Corps of Engineers, Chicago
  • US EPA R-5: 3-day Interagency Midwest Natural Resources Group Cumulative Impact Conference
  • US EPA R-7 and 8 and US Army Corps of Engineers, Chicago, Illinois, and Omaha, Nebraska
  • US EPA R-8 and Bureau of Indian Affairs
  • US EPA R-8 and US Army Corps of Engineers, Denver
  • US EPA R-8 and Colorado FHWA/DOT, Denver
  • US EPA R-10 and CA FHWA, CALTRANS, San Francisco
  • US EPA R-10 for the Pogo Gold Mine with Alaska US Army Corps of Engineers, Alaska Dept. of Natural Resources, Alaska Department of Fish and Game, Alaska Department of Environmental Conservation, US Fish and Wildlife Service, National Marine Fisheries Service, Anchorage
  • US EPA R-3 and US Army Corps of Engineers, Philadelphia
  • US Army Corps of Engineers LA District and CALTRANS

Environmental Conflict Resolution for Agency Projects and Programs

Bureau of Indian Affairs (BIA) Effectively Integrates Complex NEPA Analyses and Endangered Species Act Requirements in EIS for Controversial Prairie Dog Programs on Two Lakota Sioux Reservations in South Dakota

I facilitated and managed Bureau and Tribal representatives and interdisciplinary technical experts through complicated and detailed biodiversity and cumulative impact analyses that included the Biological Assessment (Endangered Species Act) for the endangered blackfooted ferret and other listed species. This EIS included large-scale poisoning of blacktailed prairie dogs proposed for improving reservation economies based on livestock grazing. Through understanding of the science and the economic circumstances of each reservation and landownership and BIA trust responsibilities, one reservation and the BIA were able to identify proposed livestock management actions with extremely limited poisoning actions for management of the prairie ecosystem that better supported Lakota Sioux traditions, managed livestock grazing sustainably, and supported reintroduction of bison and black-footed ferrets. This reservation ultimately won awards and high levels of funding for their prairie ecosystem management approach. In respect for government-togovernment relationships and BIA trust responsibilities, the other reservation chose to continue the original strategy, received a jeopardy opinion from the US Fish and Wildlife Service, and after a period of time, is also using the prairie ecosystem management approach. As part of the EIS, I developed and implemented efficient and effective public involvement strategies, including public hearings and meetings that resulted in detailed and quality comments and effectively managed conflict, in light of the very different circumstances on each reservation. In addition to providing high-quality analyses for informed decision making, the EIS evaluates different alternatives for each reservation, while incorporating the ESA Biological Opinion into a more analytic, readable, and effective EIS format. Despite written threat to litigate, through constant management of controversy, alternatives, and quality economic and impact analyses, this EIS received no litigation and resulted in meeting Tribal economic objectives while protecting the environment. This EIS was the first prepared in the United States that focused on resolving the true underlying need for action, and not the stated project of poisoning prairie dogs.

US Forest Service Realizes Significant Savings and Eliminates Environmental Conflict by Defining the NEPA Proposal Clearly and Developing Effective Planning Strategies Using the Systematic Interdisciplinary Approach

I facilitated interdisciplinary teams and line officers on the Payette, Six Rivers, Gila, Sierra, and Willamette National Forests in complex and controversial timber sale EAs. Using a simple, repeatable systematic interdisciplinary process (Facilitated Planning Approach), I coached the teams in clearly defining the purpose and need, scope, issues and alternatives, evaluating consistency with their respective Land and Resource Management Plans, and analyzing environmental consequences. Concurrent with the analyses, I drafted the documents for team review, correction, and expansion, using a highly readable, clear, analytic, logical format, and incorporated requirements of other laws, such as the Endangered Species Act, directly into the documents. These efforts managed internal conflict, building long-term cooperative interdisciplinary team relationships based on communication with trust and respect, and resulted in agency decisions supported by both agency specialists and outside interests.

Ellsworth Air Force Base Resolves Conflict Involving Base Air Mission and Free- Roaming Deer on the Base Airfield Using the Systematic Facilitated Planning Approach and the Expertise of Base Airfield and Logistical Personnel

After the fall of the Berlin Wall and associated lessened security measures, many gates accessing the base airfield were opened permanently for access, resulting in a herd of deer using the airfield and the headwaters of a creek inside the airfield boundaries year-round. A bomber had already hit a deer, incurring damage, and it was feared that more collisions could occur, causing substantial damage to aircraft and potential loss of life. Five years of planning and ineffective removal of individual deer using dangerous methods by inexperienced staff, had not accomplished the goals of mission safety and airfield logistical efficiency. An EA was initiated using interviews with airfield safety personnel who identified the deer access points, and interviews with airfield logistical staff who identified the airfield access requirements and tempo for mission support. Using the interdisciplinary Facilitiated NEPA Approach, these mission-critical staff worked together to evaluate the risk management and identify technically feasible solutions and associated costs for safely protecting and supporting airfield-related base mission. These solutions included repairing and raising the airfield fence as needed, installation of electronic gates at low tempo access points, deer-proof cattle guards at large permanentlyopened gates, and even self-shutting personnel gates. The EA was completed and approved by the base Commander in less than 11 months, and implementation of these actions had the full support and buy-in by the Commander and mission personnel. The Commander publicly awarded the base personnel involved in the EA and the solutions continue to be effective.

US Forest Service and 14 Arizona and New Mexico Counties involved in the “Wise Use” movement develop cooperative working relationships and intergovernmental planning processes after years of contention.

I developed and provided highly consultative training for representatives of 14 counties and six National Forests to create a common understanding of the compliance requirements and planning processes of NEPA, the National Forest Management Act, Federal Advisory Committee Act, Federal Land Policy and Management Act, and Endangered Species Act, as well as local county land use ordinances. Catron County, New Mexico was the center of controversy in the American Southwest based on closure of local timber mills because of protective actions for the spotted owl, leading to high levels of community conflict, passage of County ordinances authorizing the arrest of Federal government officials and requiring citizens to carry firearms. Threats of violence against Federal officials were becoming more common, and local physicians found high levels of stress-related illnesses in citizens. Much of this conflict was facilitated by out-of-state law firms. Subsequent to the 4-day highly consultative, dynamic, and interactive workshop in which we agreed on the complex framework of Federal and county legal requirements and the interdisciplinary NEPA planning process as applied to the technical intricacies of timber sales, I then facilitated a negotiated memorandum of understanding between the Gila National Forest and Catron County, NM that provided cooperative goals and planning processes for incorporating County concerns into Federal decision making. Despite posturing for the media, the cooperative relationships developed during this process successfully created positive interrelationships and means of working together, while substantially decreasing the level of conflict between the community and Forest Service. I reinforced and strengthened relationships with further joint Forest Service-County consultative facilitated training in December 1995, and with facilitated conflict-resolution for the Catron County Citizens Group, which includes citizens and representatives from federal and county governments, in November 1996.

USDA APHIS Wildlife Services successfully leads first regional interagency NEPA planning process and develops strong cooperative relationships.

Using the Facilitated Planning Approach and Informed Facilitation, I facilitated representatives from APHIS Animal Damage Control, US Forest Service, Bureau of Land Management, and Oregon Depts. of Agriculture and Fish and Wildlife through the NEPA interdisciplinary process for a programmatic EA for predator management in southwestern Oregon. The agencies had differing missions and policies regarding wildlife damage management on Federal and state lands, and much interagency distrust. For the first time, all agencies analyzed and defined realistic needs for regional wildlife damage management activities on Federal, state, and private lands, and developed measurable objectives for the program. The programmatic EA evaluated options and impacts on management of coyote damage to sheep and cattle stocks, black bear damage to personal property, and cougar threats to public health. I facilitated the interagency interdisciplinary team through the entire process, including cumulative effects analyses that documented, for the first time, the regional Wildlife Services program did not adversely affect predator populations and actually contributed positively to the regional economy. The process resulted in supportive and long-term interagency relationships, and has created a national example for current and future USDA APHIS Wildlife Services' regional and project-level planning efforts nationwide. Despite opposition to the national and regional Wildlife Services' wildlife damage management program from various animal rights organizations, this programmatic EA received no litigation due to the quality of the analysis and document. Subsequent programmatic EAs prepared by Wildlife Services using this model have withstood legal challenge.

USDA APHIS Wildlife Services Uses Quality Analyses and Effective Public Involvement to Deal with Conflict Regarding an Applicant-Driven Proposed Action to Poison Two Million Blackbirds to Protect Seed Crops

USDA APHIS Wildlife Services requested my assistance with a controversial environmental impact statement to address a proposal from an agricultural lobby to poison two million blackbirds in the Midwest during the spring migration to attempt to decrease crop losses during the fall migration. USDA APHIS Wildlife Services, Federal and state wildlife agencies, and the US EPA in affected states were concerned with both the potential lack of effectiveness of the proposed action and adverse environmental impacts associated with the proposed action. Political pressure in favor of the proposed project was intense. I facilitated the Wildlife Services agency biologists through the planning process, with focus on analysis necessary for determining if a need for action actually existed and if the proposed action was an effective way to meet the need stated by the applicant. A detailed analysis of other alternatives and focused objective impact analyses, including cumulative impacts, with an open public and agency scoping process were key components of the planning strategy. Coordination with the US EPA regarding the Wildlife Services' EIS planning approach assisted in gaining EPA understanding and support for the planning strategy. Due to the expected national interest by the public, federal and state agencies and various state and national NGOs, rather than scoping meetings, the strategy for public and agency scoping involved a carefully detailed scoping document distributed locally and nationally that clearly laid out the history of attempts for dealing with the problem by the scientific and agricultural communities and proposed planning strategy determined to date. The scoping document objectively identified information related to the need for action, environmental issues, potentially feasible alternatives, and alternatives that were not deemed to be feasible, with rationale. Comments were received from 48 states, mostly in opposition to poisoning for reasons of environmental impact, lack of effectiveness, and humaneness, with some support for the agricultural interests from business entities. We quickly recognized that a model was needed to predict the actual number of blackbirds that would need to be killed in the spring to have an associated effectiveness in protecting crops ripening six months later over a large area. Using quality science and expert modelers, it was determined that 15 million blackbirds would need to be removed from the huge population to potentially have any effect, which was logistically impossible. Calls for a boycott on sunflower seeds from birdwatchers ultimately caused the applicant to withdraw the proposal in favor of more agricultural-related solutions and the Notice of Intent was formally withdrawn by Wildlife Services.

USDA Rural Development and Georgetown County Water and Sewer District, South Carolina, Quickly Prepares a Quality EA with Focus on Potential for Induced Growth for a Controversial Sewer System for an Environmental Justice Community with Opposition from Adjacent Wealthy Landowners

For nearly 10 years, several minority, low-income communities in the Low Country of southern South Carolina with failing septic systems due to high water tables requested construction of a sewer system to resolve severe health and quality of life issues in their neighborhoods, schools, and community centers (less than 500 tap-ins). Similar systems had been successfully installed with federal and state grants by the County Water and Sewer District in other nearby communities, with no opposition. However, several local wealthy landowners and environmental law firms had successfully publicly opposed the proposed project on the stated grounds that it would induce massive development in the area and change the way of life of the affected communities, potentially causing real estate costs to increase to the point where the local residents would not be able to afford to continue living there. The wealthy landowners had funded and implemented a program of replacing failing septic systems for free, using private funds, and hired contractors and worked through the political system to have state agencies withdraw necessary funds for the project – the septic systems have since failed due to the high water table. In three weeks, I facilitated the District professionals through an analysis process that included discussions with Georgetown County planners, real estate companies, and other pertinent subject matter experts regarding the potential for induced development, held a public involvement meeting that included local politicians, several representatives from USDA RD, and the NAACP, in addition to a large number of residents, held meetings with the opponents (the landowners for the first time), and prepared the EA (many public meetings and necessary agency consultation had already been conducted for previous EAs that had not been completed due to the opposition). USDA RD is in support of the project with full funding and is issuing the FONSI. During the 30-day public comment period, one of the opponents formally agreed not to comment with agency commitment to the mitigation identified in the EA, and, although threatening a lawsuit in favor of preparation of an EIS, the primary landowner opponent brought up no new issues that have not already been addressed in the EA indicating no significant impact.

Holloman Air Force Base Implements Strong Environmental Protection and Sustainable Ground-Based Testing and Training Ranges For the First Time Using the Facilitated Planning Approach

Holloman Air Force Base in Alamogordo, New Mexico has groundbased training requirements for over 20 base organizations and supports a High Speed Test Track (HSTT), a tenant facility that is part of the Department of Defense test range complex for both domestic and foreign military and non-military organizations. The base ground-base training requirements included everything from training on large and small 2- and 4-wheeled vehicles, setting up mobile hospitals and bases, and security forces operations. The HSTT involves track-based ground and air tests of often explosive vehicles and equipment at higher-than-mach speed. All operations had a large variety of environmental concerns, and many of the base ground-based requirements could not be met because of lack of suitable training areas or ongoing training occurring in highly sensitive environmental areas and habitats. As part of the Integrated Natural Resources Management Plan process (INRMP), which I also was simultaneously facilitating, these two requirements were included in two individual programmatic EAs in order to focus the necessary detailed planning and analyses and to minimize and avoid environmental impacts and the associated inter-organizational conflicts that had been occurring. By systematically working with the base training personnel and HSTT test staff, we identified the types of training and tests currently and potentially occurring and their requirements. For the base operations ground-based training, we were also able to identify requirements that could be met concurrently for more realistic and sustainable experiences, and/or on the same training site at different times. Individual training sites were identified, with complete and detailed site-specific standard operating procedures and environmental mitigation that would be briefed by the training and test leaders prior to each implementation. Processes for coordination with the NEPA and Natural Resources organizations on base were set into place and continue operating. Sensitive sites were identified and eliminated from use by base organizations for training and tests. The programmatic EA for ground-based training was directly made into a base Management Plan for formal implementation with the signature of the Holloman Air Force Base Commander, and the programmatic EA for the HSTT now provides the basis for planning and implementation of tests at the range per a revised tenant agreement, with consistent environmental protection and smooth interorganization coordination for both.